Investment Advisory Services

Existing CFM clients: click here to access your TD Ameritrade Brokerage Account

Canty Financial Management is an independently owned Registered Investment Advisory firm.  We strive for long-term relationships by listening to your needs so that sound financial decisions are made.  As an independent financial advisor, we serve you with objective advice and guidance.

What sets Canty Financial Management apart?

We specialize in both Tax and Investment Planning. It’s important that your Investment Advisor also knows the tax laws. At Canty Financial we do both Tax Planning and Investment Advisory, and this unique combination sets us apart.  Most of your investment decisions have an impact on your taxes. You will benefit at CFM because your investment advisor is also your tax advisor.

Investment Advisory Services:

Our clients’ investment portfolios are diversified and balanced over several industry sectors and geographic regions.  Brokerage accounts are held with TD Ameritrade.

Call us if you have these triggering events happening in your life:

• Retirement - you need an IRA Rollover
• Job Change - you need a 401k or IRA Rollover
• Inheritance - you need Investment and Tax Advice
• Multiple Brokerage Accounts - you have a desire to simplify and consolidate accounts

Client Selection Criteria:

1) Long-term investors: Investments are monitored and managed with a long-term viewpoint. Client accounts are rebalanced periodically as the economy and financial markets change.

2) Assets to Invest:  Clients must have investment accounts that can be managed by Canty Financial Management. Brokerage accounts are opened and investments custodied at TD Ameritrade.

3) You don’t have to be wealthy:  You just need to be interested in forming a strategy for investment advisory services. There is no required minimum account size.

4) Fee-Based Advisors: CFM is a fee-based firm.  We are not paid commissions for buying and selling investments.  All fees are disclosed to clients in advance.  The base fee is based on a percentage of assets under management as follows:

Annual Fee Assets under management

0 – $500,000, 1%
over $500,000, .8%

Disclaimers:

TD Ameritrade is an independent and unaffiliated brokerage firm. Neither Canty Financial Management, Inc. nor TD Ameritrade is responsible for the content contained on the other parties web site.

Please contact us at 518-885-3230 for a copy of our Investment Advisor’s Statement (form ADV) that we have on file with the US Securities and Exchange Commission (SEC).

Click Here For Investment Advisory Forms